Capital Markets Legal Advice

Sharma Solicitors provides expert legal services in the dynamic field of capital markets, assisting clients in navigating complex regulatory frameworks and achieving their fundraising and investment objectives. Our team supports issuers, investors, underwriters, and intermediaries in a broad range of domestic and international capital market transactions.

Core Aspects of Capital Markets Services at Sharma Solicitors:

  1. Initial Public Offerings (IPOs): Advising companies on structuring, compliance, and execution of IPOs, including drafting offer documents and liaising with regulatory authorities.
  2. Follow-On Public Offerings (FPOs): Supporting businesses in raising additional funds through public offerings, ensuring adherence to regulatory requirements.
  3. Private Placements: Structuring and executing private placements of equity and debt instruments to meet client-specific financing needs.
  4. Debt Capital Markets: Advising on the issuance of bonds, debentures, and other debt securities, including structured finance and securitization transactions.
  5. Securities Compliance: Ensuring compliance with securities laws and regulations, including those of the Securities and Exchange Board of India (SEBI).
  6. Rights Issues: Guiding companies through the process of rights offerings to raise funds while safeguarding shareholder interests.
  7. Equity & Convertible Instruments: Advising on the issuance and management of equity-linked securities, such as convertible bonds and preference shares.
  8. Stock Exchange Listings: Assisting with the listing of securities on stock exchanges in India and abroad, including meeting disclosure and governance norms.
  9. Regulatory Representation: Representing clients before SEBI, stock exchanges, and other regulatory authorities in matters related to capital markets.
  10. Cross-Border Offerings: Facilitating Global Depository Receipts (GDRs), American Depository Receipts (ADRs), and other international securities offerings.
  11. Takeovers & Buybacks: Advising on public takeovers, share buybacks, and delisting offers in compliance with legal requirements.
  12. Insider Trading & Market Abuse: Providing legal counsel on insider trading laws, market manipulation issues, and related investigations.

At Sharma Solicitors, we are dedicated to offering strategic, compliant, and commercially sound solutions to clients operating in the capital markets. By combining deep regulatory knowledge with practical insights, we empower our clients to capitalize on market opportunities with confidence.


Feel free to contact us anytime! www.sharmasolicitors.in